ADVERTISEMENT

SCOTUS Delivers Ruling on SEC’s Power To Claw Back Ill-Gotten Gains

ADVERTISEMENT

that the ruling preserves limits: disgorgement must still target net profits that are causally linked to violations, and it cannot serve as a penalty that is funneled solely to the Treasury.

The case highlights ongoing tensions in securities regulation.

Legal observers say the ruling will streamline enforcement against bad actors in volatile markets,continue reading …

ADVERTISEMENT

Leave a Comment

ADVERTISEMENT